Managing Director and Chief Compliance Officer
Bob joined Frost Investment Advisors, LLC in 2010 as a Compliance Officer.
Bob is primarily responsible for the oversight and management of a compliance team in their efforts to conduct the due diligence and analysis of all marketing collateral produced by the Adviser. His responsibilities include verifying the adviser’s compliance with internal policies and procedures, specifically the investment advisers Act of 1940 and the compliance of Frost Sub-advisor’s with ’40 Act requirements as they apply to registered funds.
Prior to joining the Adviser, Bob gained over 12 years of experience in compliance roles in the financial services sector. His experience includes developing policies, procedures and practices reasonably designed to comply with federal, state and self-regulatory organizations.
Bob earned a Bachelor of Business Administration degree in Marketing from the University of North Texas.